Modelo 198: annual information return on transactions in financial assets

Modelo 198: annual information return on transactions in financial assets is filed with Agencia Tributaria. With Managora you do it 100% online: you answer a few questions, sign a digital mandato (power of representation) and we draft, sign and file your application for you. Estimated total cost: €129 to €129.

ANNUAL information return on transactions in financial assets and other securities: RD 1065/2007 arts. 38-42 plus Orden EHA/3895/2004. Who must file: issuers, public notaries acting as fedatarios públicos, and financial intermediaries (banks, investment firms and brokers). 6 transaction codes (A subscription, B transfer, C redemption, D exchange, E coupon payment, F correction). Filing window: 1-31 January of the following year. Penalty under art. 198 LGT: 20 € per item (minimum 300 €, maximum 20.000 €).

Estimated total cost
€129 to €129
Managora's fee
€156.09 (21% VAT incl.)
Tasa (official government fee)
No tasa payable
Processing time
1-31 January of the year following the tax year (Orden EHA/3895/2004).
Where it is filed
Agencia Tributaria
What you receive
Application

Cost breakdown: Our fee 129 €. This is an information return, so there is no tasa (official fee) and no tax to pay: the cost is entirely fixed..

Modelo 198: annual information return on transactions in financial assets: how is it filed?

  1. 1Answer the questions in the chat (around 12 minutes).
  2. 2We check the deadline, the total transactions and the art. 198 LGT penalty exposure.
  3. 3Payment of 129 €.
  4. 4Sign the mandate from your mobile.
  5. 5We file the modelo 198 online with the AEAT (Spanish Tax Agency).

Which documents do you need?

  • TGVI file following the AEAT's XSD schema for the modelo 198.
  • List of recipients with a validated NIF, NIE or passport number.
  • Transaction-by-transaction detail with code, date, ISIN and amount.
  • Certificates issued to each recipient.

Legal basis and things to bear in mind

  • Legal framework: RD 1065/2007 arts. 38-42 plus Orden EHA/3895/2004.
  • An information return, with no tax to pay.
  • Penalty under art. 198 LGT: 20 € per omitted item (300-20.000 €).
  • Automatically cross-checked against the recipients' IRPF (personal income tax) and IS (corporate income tax) returns.

Modelo 198: annual information return on transactions in financial assets: frequently asked questions

Modelo 198: annual information return on transactions in financial assets: how much does it cost?

The estimated total cost (our fee + official tasas and taxes) is €129 to €129: Our fee 129 €. This is an information return, so there is no tasa (official fee) and no tax to pay: the cost is entirely fixed.. Managora's fee is €156.09, 21% VAT included (€129.00 net + €27.09 VAT). This procedure carries no official tasa.

Modelo 198: annual information return on transactions in financial assets: how long does it take?

1-31 January of the year following the tax year (Orden EHA/3895/2004).

Modelo 198: annual information return on transactions in financial assets: which documents do I need?

You need to have to hand: TGVI file following the AEAT's XSD schema for the modelo 198., List of recipients with a validated NIF, NIE or passport number., Transaction-by-transaction detail with code, date, ISIN and amount., Certificates issued to each recipient.. You do not upload them here: we collect the details through the guided chat.

Who files the procedure?

Managora files it in your name with Agencia Tributaria. You only provide the details through the chat and sign a mandato (power of representation); we prepare, sign and register it.

Can it be done online?

Yes. The whole process is online: you answer a few questions in the guided chat, sign a simple mandato on screen and receive the receipt and the official documents by email, with full legal validity.

Related procedures

Based on the legislation in force and on the official site of the competent authority: Agencia Tributaria.

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